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Decoding Judgements: A Struggle Over Shares in Vandervell v Inland Revenue Commissioners

30 August 2024 | CaseSnappy Team

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Introduction

Hello again, legal eagles of the CaseSnappy community! We're back with the latest in our Decoding Judgements series. Today, we'll be delving into the intricate world of equity, trusts and tax controversies, with our magnifying glass on the landmark judgement in Vandervell v Inland Revenue Commissioners [1967] 2 AC 291.

Plot Unravelled: The Case Facts

Tony Vandervell, a titan of industry, found himself embroiled in a battle with the taxman. Having orally transferred 100,000 shares in his company to the Royal College of Surgeons and later instructing the declaration of dividends, he'd hoped to keep his hands clean of any tax implications. However, the dividends amounted to a colossal £245,000 up until 1961, drawing the attention of the Inland Revenue.

The Conundrum: The Issues

The taxing question: did Vandervell retain an equitable interest in the shares? The Inland Revenue believed so, arguing that he still had the option to regain the shares and his oral transfer didn't adhere to the specific requirements outlined in the Law of Property Act 1925 section 53(1)(c). Vandervell contested this, asserting he had shed all his interest in the shares, and thus was not liable for the tax on the dividends.

Gavel Down: The Decision

The House of Lords sided with the Inland Revenue. While they acknowledged that the 1925 Act wouldn't apply if Vandervell had explicitly transferred both the legal and equitable ownership, they found that he had not absolved himself fully, given the existence of a repurchase option for the trust company.

Lord Wilberforce noted that the beneficial interest didn't just vanish but instead remained with the settlor: '[There was] no need, or room to invoke a presumption. The conclusion, on the facts found, is simply that the option was vested in the trustee company as a trustee on trusts, not defined at the time, possibly to be defined later. But the equitable, or beneficial interest, cannot remain in the air: the consequence in law must be that it remains in the settlor.'

CaseSnappy: A Detective on the Legal Beat

The Vandervell case illuminates the nuances within equity, trusts and tax liability, demonstrating that the devil truly is in the details. The verdict affirms that equitable ownership matters and could invite unintended tax repercussions if not appropriately addressed. As we continue to unravel these intricate legal tales, stay up to date with our Decoding Judgements series.

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